Post by Fingerprint Communications Compliance

$3bn+ in regulatory fines. All for the same root cause: firms unable to capture and supervise their own communications. The Global State of RegTech 2026 Report released this week by RegTech Analyst partnered with Parker & Lawrence Research, highlights communications recordkeeping as one of the most persistent failure points in market conduct. Off-channel messaging, fragmented archives, and supervision that exists on paper but not in practice — regulators have stopped accepting any of it. And yet only 14% of firms globally treat market conduct RegTech as a core part of their control environment. Most are still managing trade, comms, and reporting in three separate silos with three separate tools. The shift that's coming isn't about adding another monitoring layer. It's about moving from passive archiving to continuous, policy-driven, tech enabled supervision where every monitored category ties back to a regulatory purpose. 📖 Read the full report in the link below #eComms #Compliance #MarketConduct #Surveillance James Hogbin Michael Lawrence Nathan Parker Brielle Hewitt