Post by Confluence

The SEC's Regulation S-P amendments take effect on June 3 for smaller firms. Are you prepared? With increased scrutiny on how firms handle client data, understanding your obligations has never been more important. Our new guide breaks down what Regulation S-P means in practice and how to strengthen your compliance approach. Inside, we cover: • A structured framework for building or updating your Written Information Security Program (WISP) • Guidance on incident response planning and 30-day breach notification requirements • Best practices for vendor oversight and cybersecurity controls • Sample policies, templates, and implementation timelines Download the guide to stay ahead of evolving expectations: https://bit.ly/4dNKAeW #DataPrivacy #Compliance #WealthManagement #RiskManagement #ExpectIt