Post by Confluence

Has your firm recently become an RIA, or are you planning to register as one? Join us July 15 | 12–1 PM ET for The Next Chapter: Successfully Establishing Your RIA, a practical webinar covering Form ADV, compliance programs, entity formation, and what to expect from your first SEC exam. Featuring: Victoria DeLucia, CRCP®, Director of Institutional Engagement, Confluence, Erick Aguayo, Team Lead, Senior Consultant, Confluence, and Sarah Razaq Sallis, Partner, Husch Blackwell. Register here: https://lnkd.in/gk58ZVAG #RIA #WealthManagement #Compliance #ExpectIt