Post by AlphaBetaStock.com

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, closely monitor regulatory enforcement actions that affect individual investors. This week, the Securities and Exchange Commission (SEC) announced a settlement with David Lerner Associates. The Long Island-based brokerage firm agreed to pay $201,600 for repeated violations of Regulation Best Interest. We explain what happened, how much […]

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