Company Profile
Global securities firm is seeking an experienced Chief Audit Executive to lead a critical internal audit and regulatory governance engagement. This role will support the enhancement of the organization's audit framework, risk management practices, and internal control environment within a highly regulated financial services setting. The project is expected between 6 - 8 months.
The Role
As the Chief Audit Executive, you will lead the Internal Audit function and serve as a trusted advisor to executive management, the Audit Committee, and regulatory authorities.
Key responsibilities include:
- Serving as the primary liaison with external audit partners to coordinate co-sourced audit activities.
- Providing independent assurance over governance, risk management, compliance, and internal control effectiveness.
- Developing and executing risk-based audit plans aligned with business and regulatory requirements.
- Presenting audit findings, recommendations, and risk assessments to senior management and key stakeholders.
- Managing relationships with financial regulators and government authorities.
- Promoting a strong risk and control culture across the organization.
- Supporting ongoing improvements to audit methodologies, governance frameworks, and regulatory readiness.
Your Skills
- Extensive Internal Audit, Risk Management, Compliance, or Governance experience within the financial services industry.
- Proven track record of managing relationships with financial regulators and government authorities.
- Strong understanding of securities, brokerage, banking, fintech, or other regulated financial services environments.
- Experience interacting with senior executives, boards, or Audit Committees.
- Business-level Japanese and English communication skills, both written and verbal.
- Chinese language proficiency is highly desirable.
- Professional qualifications such as CIA, CPA, CISA, or equivalent are advantageous.
Key Highlights of the Role
- Lead a high-impact internal audit leadership project within a growing global securities business.
- Work directly with executive management, regulators, and external audit partners.
- Opportunity to shape governance, risk management, and control frameworks.
- Potential for contract extension and permanent conversion based on performance.
- Hybrid working arrangement with a collaborative international environment.
Location
Tokyo
Salary
12 - 17 million yen
Reference Number: 06940-0013470064
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