Queens, New York, United States
关于我，一段话介绍自己独特之处
· Conduct monthly transaction monitoring reviews, performing both first- and second-level analysis to identify suspicious activities; · Act as ''Maker'' or ''Checker'' in reviewing OFAC-related escalations, including real-time transactions and post-execution alerts; · Support the maintenance and enhancement of Compliance policies and procedures in line with regulatory requirements; · Participate in ad-hoc projects such as transaction monitoring scenario tuning and optimization; · Provide AML compliance guidance and support to branch personnel and cross-functional teams; · Perform other Compliance related duties as required and assigned by the Chief Compliance Officer.
· Perform the ''Maker'' role in reviewing CIP/CDD/EDD and Risk Modeling (periodical review) processes; · Perform the ''Maker'' and ''Checker'' roles on CDC reviews of deposit and loan customers; · Perform ad-hoc special projects as required by department head or Branch Management; · Assist OBT Checker in monitoring customers associated with suspicious activities regarding AML/OFAC risks; · Assist the Operation Department in developing, implementing, and updating operational policies and procedures that are consistent with the Branch's AML/OFAC programs; · Retain all OBT documents appropriately to meet regulatory requirements and requests, before and during examination; · Assist the OBT Checker in assessing issues and matters that require escalation; · Prepare customer data and system information to respond to various AML-related issues internally, to auditors, regulatory examiners, Head Office Operations, and Branch Management; · Assist to relevant divisions in the Head Office toward the improvement and enhancement of OBT-related policy & procedures in the NY Branch; · Report to OBT Checker for recommendation and implementation of procedure changes and controls to mitigate BSA/AML risks; · Assist in monitoring the Branch's AML/OFAC Programs in compliance with the prevailing law & Regulatory requirements.
Letter of Credit (L/C) Processor: Export L/C; Import L/C; D/A, D/P, and Clean Bill Collections and ensured that the bank's policies and procedures and UCP 600 are complied with; Banking communications via The Society for Worldwide Interbank Financial Telecommunications (SWIFT); Loan Processor: Loan account details; Loan drawdown and rollovers; Loan disbursement (outgoing remittance); Loan interest/principal payment and ensured that these transactions comply with corresponding customers' or agent banks' Term Sheet/Notice; Maintained loan-related departmental records and updated AIR Factoring system records; Treasury Service Processor: Back-office processing of treasury transactions; Authorized money market placement and borrowing payment transactions and FX payment and security investment transactions (U.S. T/Bills, Notes & Bonds) in the MUREX system; Performed "OFAC" check on counter-parties; Daily ACH incoming/outgoing processing and any other operational-related functions to be assigned.
- Assisted my finance professor with administrative tasks and research tasks. - Reviewed and participated in ProBanker Simulations.
- Admitted residents and their guests into residence halls in accordance with the ID Policy and procedures. - Informed Public Safety and the Resident Safety Office of any violations of policy procedures, misconduct, such as theft, vandalism, mischief, etc., or medical emergencies.
- Completed account transactions, such as deposits, withdrawals, transfers, etc. - Answered customers’ questions and helped customers manage accounts. - Processed cash advances, wire requests utilizing Wire-pro, and re-order checks.
- Met with customers to understand their financial needs and recommended services. - Communicated with customers to address complaints and potential issues. - Provided feedback to managers in order to improve the quality of services.