Singapore
There is nothing humanity does that is insignificant. - “If a man is called to be a street sweeper, he should sweep streets even as a Michelangelo painted, or Beethoven composed music or Shakespeare wrote poetry. He should sweep streets so well that all the hosts of heaven and earth will pause to say, ‘Here lived a great street sweeper who did his job well.” - Dr. Martin Luther King Jr.
Advisory and management of all financial crimes related matters for the Investment Banking Capital Market (IBCM) businesses in APAC. Responsibilities includes but not limited to (1) Maintaining oversight on compliance policies, guidelines, procedures and controls for the APAC IB division. (2) Assisting with enquiries from Regulators, Law Enforcement Bodies and internally from the Business. (3) Providing advisory guidance, risk based solutions to the IB businesses’ issues and initiatives. Ensuring businesses stay in sync with all relevant laws, regulations and firm policies in the APAC region.
Reviewed the customers in the corporate banking division ensuring it is in accordance with regulatory requirements and Bank's policy & procedure. Actively assesses, monitors, and flags for potential non-compliance and AML/CFT/Sanction related risk associated with these customers.
Advisory and management of all financial crimes related matters for the non-core legacy businesses in APAC.
An accredited course offered by Wealth Management Institute (WMI) which involved a 20-week internship programme.