Kennett Square, Pennsylvania, United States
Twenty-plus years of extensive and diversified domestic and international Governance, Risk & Control; Compliance, Audit, Financial Services Operations and Technology Management experience across a variety of Banking, Capital Markets and Brokerage products, including: - Global & Domestic Private, Mortgage and Retail Banking; - Commercial Lending - Leasing; - Asset Management / Workout - Asset Based Lending; - Loan Syndications; - Project, Real Estate and Structured Finance; - Global Loan Trading; and - Investment Companies and Off-shore Unit Trust Funds. Exceptional record in recruiting, developing, motivating and retaining strong people. Proven ability to reduce costs and identify / deliver net new revenue opportunities by combining sensible expense reduction disciplines with creative thinking and solid execution skills. Specialties: - - Risk Management / Compliance - Business Intelligence - Internal / External Benchmarking - Internal Audit / Control / SOX - Project Management - Continuous Process Improvement - Financial Accounting - Operations Management - Change Management - Credit Administration - Technology Implementation - Strategic Cost Management - Total Quality Management
Co-Head North America AML Investigations
Enhance overall American Express Compliance Program developing and managing processes for the regulatory legal inventory, risk assessment, monitoring and issue management programs as well as ensuring related policies are appropriate and current.
Provide value added corporate governance, risk and control solutions to financial services, manufacturing and other organizations. Solutions emphasize internal control, operational efficiency and risk management best practices with an emphasis on creating sustainability through metrics and improve managerial processes and demonstrable near term operational benefits.
Developing and managing direct and indirect risk management solution sales to financial services companies, focusing initially on banks with $250 million to $15 billion in assets. Solution includes consulting services, reference materials and electronic libraries as well as enabling technologies to move organizations to acceptable levels on various risk maturity model scales in a very cost effective manner opposite competitor offerings. Solution can be completely executed by Aline team or done jointly with the company personnel and paced to meet client requirements The value proposition resonates well with CFOs, CROs and board directors. To the extent you have contacts at the "C" or board levels at local community banks, I'd be grateful for any introductions.
Senior Vice President & Chief Audit Officer: Responsible for North, Central and South America; Australia/New Zealand and Asia internal audit. Also worked on various Corporate projects including exercise with European colleagues and McKinsey consultants to develop and recommend implementation plans to move company to global organizational structure from prior Americas and Europe regional organization.