Vishal Pahel

Vice President at Wells Fargo | Leading Technology Control Initiatives

India

About

With over ten years of experience in IT auditing, SOX auditing, and enterprise risk consulting, Vishal is a skilled and certified digital assurance professional who provides high-quality assurance and trust services to clients across various industries and regions. Skilled information systems, process improvement, analytical skills, and business process improvement professional. Vishal has tested internal controls over financial reporting, performed SOC testing, and supported SOX audit projects for multinational companies and public companies. Vishal is passionate about leveraging technology to enhance audit quality, transparency, efficiency, and effectiveness.

Experience

  • Lead Control Management Officer (Vice President) at Wells Fargo
    Sep 2024 - Present · 1 yr 10 mos

    In my role at Wells Fargo, I focus on enhancing technology controls and compliance measures. By partnering with front-line teams, I help reduce control gaps through strategic issue management and system updates. My efforts ensure adherence to banking regulations and SOX standards, significantly improving operational integrity.

  • Manager at PwC Acceleration Centers in India
    Jul 2023 - May 2024 · 11 mos

    In my role at PwC Acceleration Centers, I successfully led SOC 2 Type II engagements and managed ITGC testing for SOX compliance. My leadership ensured thorough assessments and timely report delivery for SEC filings. I also focused on mentoring associates, which significantly enhanced team efficiency and performance.

  • Genpact (Gurugram, Haryana, India · Hybrid)
    • Senior Manager Enterprise Risk Consulting
      Sep 2022 - Jul 2023 · 11 mos

      In my role at Genpact, I led initiatives to enhance SOX compliance for multiple global clients, focusing on optimizing control frameworks and collaborating with internal audit teams. My efforts resulted in significant improvements in compliance efficiency and operational effectiveness, ensuring robust risk management practices across the board.

    • Manager Enterprise Risk Consulting
      Jan 2020 - Sep 2022 · 2 yrs 9 mos

      In my role at Genpact, I spearheaded initiatives to streamline enterprise risk consulting processes, achieving significant efficiencies in risk assessments and documentation. My leadership in audits on systems modernization and data governance not only ensured compliance but also fostered a culture of continuous improvement. Through these efforts, I was promoted to Senior Manager in 2022, reflecting my commitment to excellence and innovation.

  • EchoStar Corporation (Germantown, Maryland, United States · On-site)
    • Principal IT Auditor
      Apr 2018 - Aug 2019 · 1 yr 5 mos

      At EchoStar Corporation, I played a pivotal role in enhancing IT security through rigorous audits and compliance initiatives. My efforts led to the identification of over 50 vulnerabilities in firewalls and cloud systems, ensuring adherence to PCI-DSS standards. Collaborating with external auditors, I successfully aligned our internal controls with SOC 1/2 requirements, significantly reducing remediation costs for the organization.

    • Senior IT Auditor
      Aug 2016 - Apr 2018 · 1 yr 9 mos

      At EchoStar Corporation, I played a pivotal role in enhancing IT governance and security through comprehensive audits. My promotion to Principal IT Auditor in 2018 was a testament to my dedication and expertise in managing the SOX ITGC and IT security audit programs. I successfully collaborated with various departments to streamline audit processes, significantly improving compliance and risk management.

  • Performance IT Auditor at The City of San Diego Office of the City Auditor
    Sep 2015 - May 2016 · 9 mos

    In my role at The City of San Diego Office of the City Auditor, I executed risk assessments and audit testing for municipal IT systems, ensuring compliance and operational efficiency. My efforts culminated in three public audit reports presented to the Audit Committee, significantly contributing to the city's governance and accountability.