Denver, Colorado, United States
After graduating with an A.B. in Economics from Harvard College (cum laude) in 1985, I have spent my entire career working on Wall Street and in the financial advisory industry, spanning every corner of the capital markets. My expertise is providing sophisticated financial advice, delivered with simplicity, to successful people navigating the economic implications of life transitions. I work with a select number of high-net-worth and ultra-high-net-worth families.
Cerity Partners is a leading wealth management firm that specializes in providing comprehensive financial planning, investment management and advisory services. I work with a select number of high-net-worth and ultra-high-net-worth families to provide tailored wealth management and financial planning services.
Keating Wealth Management was an investment advisory firm that provided sophisticated financial advice, delivered with simplicity, to successful people navigating the economic implication of life transitions. In 2024, the firm combined with Cerity Partners.
Keating Investments served as the investment adviser to Keating Capital, a publicly traded closed-end fund which focused on pre-IPO investing. I was also the CEO and Chairman of Keating Capital.
Bear Stearns, founded in 1923, was a prominent global investment bank and securities firm based in New York. I was head of the firm's European proprietary trading and arbitrage department.
Nomura Securities, founded in 1925, is Japan's largest securities firm and a leading player in the global investment banking industry. I founded and ran the European Equity Derivative Products Department.