Thomas P.

Compliance, Risk and Operational Professional, CFA, FRM, CAMS

Kowloon, Hong Kong SAR

About

An experienced professional possesses over 15-year experience in the Banking industry. Hands-on experience in compliance, operational, risk management, monitoring and supervisory roles.

Experience

  • Client Due Diligence Manager at Bank of Singapore, Asia's Global Private Bank
    Mar 2024 - Present · 2 yrs 4 mos

    Approver for onboarding Private Banking Clients from Greater China and North Asia

  • Career Break at null
    Jul 2022 - Sep 2023 · 1 yr 3 mos

    Finished studying Master of Science in Finance and Financial Technology (FinTech) in the UK with class of Distinction

  • Senior Manager, Anti Money Laundering, Financial Crime Compliance Department at Bank of Communications Co.,Ltd., Hong Kong Branch
    Apr 2020 - Jun 2022 · 2 yrs 3 mos

    As the single point for approving KYC profile of Private Banking Customers with various risk profile

  • Business Analyst, Private Banking at Ping An Bank Co., Ltd., Hong Kong Branch
    Jul 2019 - Apr 2020 · 10 mos

    Experience in starting up a wealth management arm from scratch in a new Bank

  • Assistant Vice President, Team Head, Operation – Premium & Private Banking Department at Chong Hing Bank Limited
    Jun 2017 - Jul 2019 · 2 yrs 2 mos

    All-around operation, internal control, AML and compliance management in Private Banking Operation