Thomas Oswald

Head of Operations

New York, New York, United States

About

Broker Dealer Operations Executive with extensive experience in managing operational staff, systems, budgets and procedures; working for a reputable broker dealer as a hands on individual, providing support to all trading and clearing groups.

Experience

  • Chief Operating Officer at Safra Securities LLC
    Sep 2016 - Present · 9 yrs 10 mos

  • Director at Lazard Capital Markets
    Apr 1998 - May 2015 · 17 yrs 2 mos

    Head of Operations

  • Vice President at UBS
    Jun 1997 - Jun 1998 · 1 yr 1 mo

    Head of Domestic Settlements

  • Vice President at Oscar Gruss
    Mar 1982 - Jun 1997 · 15 yrs 4 mos

    Assistant Cashier Head of Corporate Actions and Settlements Securities Lending Sales