Doncaster, Victoria, Australia
FRM | CAMS | Risk & Compliance Specialist | Fund Administration & Fixed Income Operations | AML/CTF, Transaction Monitoring & Derivatives | ESG Analytics | Multilingual (EN/CN/KR/JP) | East Asia Finance & Policy Expert I’m a certified Risk & Compliance professional with experience in fund administration, fixed income, and derivatives operations. Skilled in AML/CTF frameworks, transaction monitoring, and regulatory reporting, with a focus on building strong governance and ESG‑aligned risk practices. Based in Australia under the Hong Kong Stream visa, with full work rights and a permanent residency pathway by 2029. Currently seeking junior or associate opportunities in risk, compliance, or financial operations.
• Delivered outsourced fund administration services for private equity, hedge funds, and public funds across Europe and Hong Kong. • Managed share registration, NAV/accounting valuation, and investor account management with precision. • Communicated effectively with custodian banks and clients, producing comprehensive monthly client reports. • Supported system projects through UAT testing and migration, enhancing the fund management platform's efficiency.
• Executed bond trading and settlement in both primary and secondary markets, enhancing operational efficiency. • Strengthened AML/KYC procedures and counterparty risk assessment, ensuring compliance with HKMA standards. • Oversaw FICC risk monitoring and trade capture, maintaining adherence to Basel III and HKMA prudential requirements.
• Managed risk oversight for bullion and FX trading on MT4/MT5 platforms, enhancing regulatory compliance. • Conducted trade surveillance and investigations into abnormal trading and suspicious transactions. • Led the rebuild of the firm’s risk control framework, implementing comprehensive risk monitoring systems. • Provided full staff training on liquidity risk management and cash flow monitoring.
Formulated and executed high-frequency trading strategies in equity and derivative markets, focusing on market-making, trade execution efficiency, and risk-controlled profit generation.
• Monitored gold futures trading system operations to ensure seamless execution and compliance. • Set interest spreads and intraday dividends to optimize trading strategies. • Reviewed trade requests meticulously to accept or reject execution requirements, maintaining operational integrity. • Prepared comprehensive trade reports to uphold accurate records on the derivatives platform.