Chicago, Illinois, United States
Averaged 15 ERISA-regulated defined contribution employee benefit plan audits per season; oversaw all phases from planning through financial statement issuance and Form 5500 filings. Audited plans ranged from approximately 150 to 1,250+ participants and approximately $5 million to over $200 million in plan assets. Served as the primary client contact, coordinated schedules, communicated difficult findings, and addressed questions timely to ensure smooth audit execution and strong client relationships. Supervised and mentored staff auditors by thoughtfully reviewing workpapers and providing meaningful feedback while reducing audit inefficiencies and maintaining a quality work product. Trusted by engagement managers and senior managers for retirement plan technical expertise, significant audit knowledge, reliable software skills, and professional client management.
Assisted in planning and executing audit procedures with precision, including challenging account reconciliations, detailed substantive testing, and accurate risk assessment. Prepared comprehensive audit documentation and summaries to support findings for senior auditors and managers. Performed audits of defined contribution employee benefit plans under ERISA, which included all required testing areas and preparation of financial statements and required formal client communications.