Xiaoming (Roy) Chen

Graduate student at SWUFE

China

About

Experience

  • Assistant Manager at KPMG China
    Oct 2018 - Present · 7 yrs 9 mos

  • IBD Intern at GF Securities Co., Ltd.
    Aug 2017 - Sep 2017 · 2 mos

    Worked on a potential building materials company IPO deal. • Implemented the verification of the authenticity of sales and checked the situation of the third party direct payment. • Finished checking 35+ sales contracts, receipt vouchers, and bank vouchers and collected these files as working papers. • Persuaded dealers to refine field visiting arrangement based on the characteristics of clients and finished 25 visits in two weeks.

  • IBD Intern at DongXing Securities Ltd
    Feb 2017 - Aug 2017 · 7 mos

    Fully engaged in two Exchangeable bonds issue for a household electric appliance enterprise. • Conducted due diligence in the aspect of company, industry and financial statements and completed more than 40+ working papers. • Assisted in writing the prospectus and due diligence report and mainly contributed to the industry overview section and business and technology section. • Prepared application materials for 2 private-placement bond issuance according to the CSRC requirements; all progressed into the internal audit phase as a result. • Constructed a ratio-sensitive model to identify terms of the issue; results were used by the team leader in a report which delivered to clients. • Served as a liaison between the intermediary institutions and other members of our team to communicate different requirements, guaranteeing the smooth progress of the project. • Interviewed management team for in-depth knowledge of the company and evaluated its liquidity and solvency.

  • PTA (Part-time assistant) at Shanghai Shenwen Enterprise Management Co., Ltd
    Nov 2015 - Jun 2016 · 8 mos

    Engaged in the construction of process bank and strategic transformation project for three rural commercial banks. • Cooperated with consultants on optimizing core business process and implementing organizational structure and staffing design. • Conducted a field research of 15+ rural credit cooperatives and drafted the 3+ investigation and analysis reports. • Supported consultants’ daily deskwork such as data mining and information collection and participated in and took notes for conference records of expert and customer interviews, and finished the presentation materials to be delivered to clients. • Established a set of documents list which submitted to the customer based on the stage of a project.

  • Winter Intern at Industrial Bank Co., Ltd.
    Jan 2016 - Feb 2016 · 2 mos

    • Welcomed guests, distributed manual and guided on site. • Guided customer for bank account & mobile bank service application, answered concerning questions.