Hong Kong SAR
• Designate and supevise the Compliance Function of the bank • Lead and drive the Bank AML compliance at the second line of defense • Represent the Bank to liaise with the regulatory bodies on Compliance and AML matters • Provide advisory to the senior management/business units on Compliance and AML matters • Identifying potential areas of compliance vulnerability and implementing corrective actions • Design and deliver trainings on all new legislation, guideline, regulation periodically • Support the development of AML/IT projects by complying with the regulatory requirements.
- Responsible for the development of Hong Kong green classification framework project to align with the Common Ground Taxonomy and China/EU Taxonomies. To develop standardised definitions and undertake consultations for green activities. - Draft banking policy proposals and banking standards to incorporate climate-related considerations into the supervisory framework. - Participate in the working group of the Green and Sustainable Finance Cross-Agency Steering Group (CASG). Work with financial regulators, industry practitioners, experts and stakeholders to accelerate the growth of green and sustainable finance in Hong Kong and support the Government’s climate strategies.
- Managed the on-site AML audit work by reviewing the work of other junior auditors of the team. - Reported to our senior management in a timely manner and liaised effectively with the bankers. -Conducted training sessions of anti-money laundering controls and on-site examination techniques to new colleagues.