Victoria R.

About

Chief Ethics and Compliance Officer for The Penn Mutual Life Insurance Company and its affiliates. Affiliates include insurance companies, a broker-dealer, an asset manager, and a proprietary fund complex. Serve as board member on affiliate boards.

Experience

• Chief Ethics & Compliance Officer at Penn Mutual
  Apr 2019 - Present · 7 yrs 4 mos

  Chief Ethics and Compliance Officer for Penn Mutual and its affiliates. Serve as board member on affiliate boards.

• Penn Mutual Asset Management, LLC (10 yrs 8 mos)
  • Managing Director, Chief Operating Officer
    Sep 2017 - Apr 2019 · 1 yr 8 mos

  • Chief Compliance & Risk Officer
    Sep 2008 - Mar 2019 · 10 yrs 7 mos

    Chief Compliance & Risk Officer of a registered investment adviser. Advisory clients include registered investment companies, insurance company investment portfolios (general account assets) and private funds. Serve as Chief Compliance Officer of proprietary fund complex, Penn Series Funds.

• Compliance, Internal Audit at Penn Mutual
  Sep 2005 - Aug 2008 · 3 yrs

• Brokerage, Internal Audit at Vanguard
  Jan 2003 - Sep 2005 · 2 yrs 9 mos