Richa Gupta

Senior Associate at Morgan Stanley

Mumbai, Maharashtra, India

About

Experience

  • Associate Manager at Deutsche Bank
    Nov 2021 - Present · 4 yrs 9 mos

    Credit middle office role- Managed trade capture, reconciliation, and validation processes to ensure seamless transaction and execution of structured products. Monitored and ensured timely resolution of breaks between front office and back office. Supported risk analysis by ensuring accurate reporting and adherence to operation controls.

  • Senior Associate at Morgan Stanley
    Mar 2018 - Nov 2021 · 3 yrs 9 mos

    • Performed affirmation of trade economics with external client trading desks and internal risk systems for Equity, FX and Derivative products on T+1 basis. • Managed a portfolio of clients, effectively resolving all incoming client queries within a pre-agreed timeframe and ensuring all high-priority queries are escalated to the management promptly. • Strong day to day decision making to deal with remediation of trade discrepancies ensuring accurate, timely submissions and strict adherence to timelines and process framework. • Liaised with trading desk, sales, settlements, finance across multiple regions to validate and rectify incorrect data. • Provide daily updates and feedback to Senior Management through required MIS and risk reports. • Automated an internal risk process for affirmation and indexing for FX products which resulted in a time save of 16 man hours. • Performed UAT testing for FX/Fixed Income project developments.

  • eClerx (3 yrs 8 mos)
    • Senior Financial Analyst
      Jul 2013 - Feb 2017 · 3 yrs 8 mos

    • Financial Analyst
      Jul 2013 - Feb 2017 · 3 yrs 8 mos

      • Responsible to draft confirmations as per ISDA guidelines for OTC products • Ensure accurate documentation and mapping of trade economics in risk systems against client bookings • Billed appropriate accounts to charge commission fee to the customer/trader for the services provided by client when it is acting as a clearing or executing broker.