Pimpri Chinchwad, Maharashtra, India
With over 15 years of experience in investment banking operations, I specialize in ADR/GDR to ORD conversions, trade processing, and custody operations. At BNY Mellon, I lead the migration and optimization of ADR/GDR projects, enhancing process efficiency while ensuring compliance with global market regulations and internal controls. My responsibilities include managing securities conversions, settlements, and reporting across U.S. and international markets, contributing to standardized and accurate operations. With expertise in stakeholder management and operational risk control, my role emphasizes collaboration with both internal and external partners to maintain efficient workflows and audit-ready processes. I am committed to delivering accurate and timely outcomes in high-volume environments by applying meticulous attention to detail and a solutions-oriented approach.
Led the migration and streamlining of the GDR to ORD conversion project from the onshore team, enhancing process efficiency and standardizing procedures. Managed ADR/GDR to ORD processing for custodians across the U.S. (DTC, FRB) and global markets (Euroclear, Crest, Germany, Israel, France), ensuring accurate conversions, settlements, and timely reporting. Executed ADR/GDR share cancellations and delivery of Ordinary shares while adhering to market regulations, internal controls, and audit standards. Supervised trade processing, validated instruction details, monitored discrepancies, and ensured smooth settlements with precise security conversions. Resolved and validated electronic trade instructions failing STP, analyzed client/system data, and coordinated with teams to maintain SOP, SLA, and market compliance. Managed a team of 5–6 members, handled escalations, monitored performance metrics, and contributed to process improvement initiatives, workflow mapping, and automation opportunities. Achievements: Successfully enhanced process efficiency for GDR to ORD conversions during project migration. Maintained 100% compliance while executing conversions and cancellations for U.S. and global markets. Minimized settlement risk through proactive discrepancy identification and corrective actions.
Investment Banking Operations Leader with 15+ years of experience in Global Markets and Custody Operations. Currently working with BNY Mellon as a Senior Associate Team Lead, managing ADR/GDR conversions, trade processing, reconciliation & settlement, custody operations, securities processing, and payment operations across U.S. and European markets. Experienced in working with depositories such as DTC, Euroclear, and CREST, with a strong focus on risk control, SLA delivery, and regulatory compliance. Previously with State Street, I supported institutional clients across wire payments, FX processing, SWIFT operations, reconciliations, and securities settlements, and contributed to process improvements that enhanced accuracy and operational efficiency. Key strengths include: • Trade Processing & Settlement • Reconciliation & Exception Management • Custody & Securities Operations • Payment Operations (Wires, FX, SWIFT) • Risk & Controls | Team Leadership | Process Improvement I bring strong domain expertise, leadership capability, and a continuous improvement mindset, and I am open to opportunities in Investment Banking / Global Markets Operations where I can add value through operational excellence and reliable service delivery.
Investment Banking Operations Leader with 15+ years of experience in Global Markets and Custody Operations. Currently working with BNY Mellon as a Senior Associate Team Lead, managing ADR/GDR conversions, trade processing, reconciliation & settlement, custody operations, securities processing, and payment operations across U.S. and European markets. Experienced in working with depositories such as DTC, Euroclear, and CREST, with a strong focus on risk control, SLA delivery, and regulatory compliance. Previously with State Street, I supported institutional clients across wire payments, FX processing, SWIFT operations, reconciliations, and securities settlements, and contributed to process improvements that enhanced accuracy and operational efficiency. Key strengths include: • Trade Processing & Settlement • Reconciliation & Exception Management • Custody & Securities Operations • Payment Operations (Wires, FX, SWIFT) • Risk & Controls | Team Leadership | Process Improvement I bring strong domain expertise, leadership capability, and a continuous improvement mindset, and I am open to opportunities in Investment Banking / Global Markets Operations where I can add value through operational excellence and reliable service delivery.
I have successfully led initiatives to enhance operational efficiency and compliance in capital markets at BNY Mellon. • Developed expertise in custody and securities operations, ensuring seamless payment processing. • Championed continuous process improvement to mitigate risks and enhance service delivery. • Fostered a collaborative team environment to drive operational excellence across diverse markets.
Managed wire payments, U.S. and non-U.S. securities trades, cash receipts, FX transactions, and daily cash operations across high-volume environments, ensuring accuracy and timely execution. Oversaw trade capture, reconciliation, and settlement processes, monitored discrepancies, maintained audit-ready documentation, and ensured compliance with market standards. Handled client queries, disputes, and escalations, maintaining strong relationships and delivering service excellence while collaborating with internal and external stakeholders. Monitored and enhanced team performance, providing coaching, training, guidance, and motivation for 7–8 members to drive efficiency. Generated daily/weekly dashboard reports and monthly error reports, analyzed trends, and implemented corrective controls to reduce operational errors. Executed SWIFT messaging (MT541/543, MT202, MT103, MT210), ACH transfers, checks, VMW transactions, and FX processing, while collaborating with cross-functional teams to streamline processes and ensure SOP and regulatory compliance. Achievements: Significantly reduced operational errors through proactive reporting and controls. Improved team productivity and efficiency via operational process enhancements. Maintained strong compliance while handling trade reconciliations and settlements