Rachel To

Regional Head of Compliance, APAC (ex Japan) at Nuveen Hong Kong Limited

Hong Kong SAR

About

Experience

  • Regional Head of Compliance, APAC (ex Japan) at Nuveen Hong Kong Limited
    Jul 2019 - Present · 7 yrs

  • Director, APAC Legal & Compliance COO & APAC Senior Compliance Manager at BlackRock
    Jan 2017 - Apr 2019 · 2 yrs 4 mos

  • Associate Director, Product Development Asia at Fidelity Investments
    Jun 2016 - Dec 2016 · 7 mos

  • Executive Director, GSAM Compliance at Goldman Sachs
    Mar 2004 - Dec 2012 · 8 yrs 10 mos

  • Manager, Investment Products Department at Securities and Futures Commission
    Jan 1997 - Mar 2004 · 7 yrs 3 mos