United Kingdom
ACA-qualified Internal Audit professional with 8+ years in financial services audit and assurance, specialising in risk-based audits, internal controls evaluation, and stakeholder collaboration. Proven track record in developing and implementing audit frameworks that enhance operational efficiency and compliance.
- Lead and manage audit projects across multiple jurisdictions - Develop and execute comprehensive audit programmes driven by risk-based objectives - Assess and validate remediation programmes for regulatory reviews and feedback - Prepare audit deliverables and develop management recommendations to strengthen control effectiveness and sustainability - Drive annual audit planning, construct the audit universe and monitor emerging risks - Leverage data analytics and AI tools throughout audit lifecycle
- Led multiple audit engagements across financial institutions, including virtual banks, funds and asset management firms - Conducted SFC compliance audits, ensuring adherence to Client Money and Financial Resources Rules - Performed risk assessments, defined audit scope, and developed testing strategies - Prepared client-ready financial reports and audit deliverables - Coached and mentored junior staff, improving team performance and accelerating audit delivery timelines