Nicholas C.

Conduct Risk & Regulatory Compliance

Singapore

About

Experience

  • VP, Business Risk & Control Management Advisory at UOB
    Jun 2025 - Present · 1 yr 2 mos

    Conduct Risk & Regulatory Compliance - Group Retail

  • Group Business Development Manager at OPUS Asia
    Mar 2024 - Jun 2025 · 1 yr 4 mos

  • DBS Bank ()
    • AVP - Operational Risk Management l Business Process and Control Assurance
      Jan 2018 - Oct 2023 · 5 yrs 10 mos

      Consumer Banking Group & Private Wealth - Regional COO Office

    • Senior Associate - Branch Operation and Sales Advisory Surveillance
      Mar 2016 - Dec 2017 · 1 yr 10 mos

      Consumer Banking Group - Singapore COO Office

    • Associate - Incentive & Rewards Management
      Oct 2013 - Feb 2016 · 2 yrs 5 mos

      Consumer Banking Group - Singapore COO Office

  • Relationship Manager at OCBC Bank
    Jul 2011 - Sep 2013 · 2 yrs 3 mos