Victoria, Minnesota, United States
Transitioned Summit Wealth investment accounts to Avantax, including diligent transfer of participant 401(k) accounts from ByAllAccounts to Pontera. Investment Manager due diligence in U.S. Small/Mid Cap categories.
Researched and selected all investment offerings used for managed accounts, including clients’ employer retirement plan assets. Used Morningstar TotalRebalance (TRX) to monitor and trade 1,000+ client accounts (over $300 million AUM) with tax-sensitive Asset Location Strategies. Analyzed advanced financial planning strategies such as Roth IRA Conversions, Net Unrealized Appreciation, Social Security/Pension timing. Prepared all of the firm’s rollover recommendations to meet DOL requirements. Established processes and reviewed quarterly client billings.
Divorce Financial Analysis Prepared financial plans using Naviplan Prepared meeting agendas with detailed client recommendations for advisor review meetings