Floral Park, New York, United States
Experienced Records Manager with a demonstrated history of working in the financial services industry. Skilled in Databases, IT Strategy, Software Documentation, Business Intelligence, and Risk Management. Strong professional with a M.L.I.S. focused in Masters Library & Information Science from Saint John's University.
Recruited originally as a Consultant by Engage Partners, and then made permanent in October 2016, to assess, manage and evolve the firm’s Records Management & Information Governance Program, which includes the formal training of Associates and Chairing the Records Management & Information Governance Steering Committee Meetings each Quarter.
Recruited originally as a Consultant by Engage Partners, and then made permanent in October 2016.
Retained on a permanent Consultative basis to respond to potential legal/regulatory inquiries.
Recruited to establish and automate an Enterprise-wide Best Practices, Media-Agnostic, Records and Information Management (RIM) Program and Head the Records Management Organization (RMO) for this premier Discount Brokerage Services firm. Designed TDA’s RIM Program to support two primary strategic initiatives: Record Retention/Disposition including Data Classification (i.e., Confidential, Intellectual Property {IP}, Private, as well as Restricted) and Litigation Readiness (Legal Holds & eDiscovery).
Hired on a Consultative basis to facilitate the establishment of a Best Practice Records Management & information Governance Program (RM/IG) while simultaneously managing IT RM/IG projects, which require the development of Functional Specification documentation from beta testing through to user acceptance and launch following CMMI PMP Protocols.
Retained to program manage a data/information governance project in which I was tasked with developing a “Playbook” (a.k.a. Data Mapping and Road Mapping) for use in responding to all requests for eRecords (Unstructured, Structured & Hybrid) from Regulators and Legal Entities, with a special focus on the relatively new Dodd-Frank, Title VII, records retention and retrieval requirements.