Lukas A. Barth

Head of Compliance

Zurich, Zurich, Switzerland

About

Experience

  • Capco (Full-time · 3 yrs 7 mos)
    • Head of Compliance
      Jan 2024 - Present · 2 yrs 6 mos

    • Principal Consultant for Financial Institutions:
      Dec 2022 - Present · 3 yrs 7 mos

      Tailored solutions: Innovation, Change, Remediation and Frameworks...

  • Credit Suisse (7 yrs)
    • Team Head Compliance
      Jan 2022 - Oct 2022 · 10 mos

      - Head of Strategy+Initiatives Team within Compliance Operations - Business Integration - Execution and Management of strategic initiatives - Regulatory implementation and global harmonization key project lead

    • Vice President — Compliance Project Manager
      Jan 2021 - Jan 2022 · 1 yr 1 mo

    • Team Head Compliance
      Sep 2016 - Dec 2020 · 4 yrs 4 mos

      - Head of two teams and 13 Compliance Officers - Ensuring Enhanced Due Diligence for new and existing client relationships from High- and Standard-Risk jurisdictions (International Wealth Management division) - Identifying potential Money-Laundering-related and Reputational Risks - Covering business areas: Emerging Europe and Real Asset Lending - Expert for Russia and CIS Countries

  • Research Associate at State Secretariat for Migration SEM, Switzerland
    2013 - 2015 · 2 yrs

    - Quality assurance of assessments and linguistic evaluations - Responsible for Eastern Europe and PR China - Monitoring federal jurisdiction (esp. of Swiss Administrative Court) - Managing a pool of linguists