France
Compliance and AML professional with 5 years of experience in Luxembourg’s financial services sector, combining strong AML/CFT knowledge with practical understanding of CSSF and EU regulatory frameworks. Skilled in client due diligence, compliance monitoring, and internal control support for fund institutions. Experienced in coordinating with MLROs, legal teams, and auditors to ensure robust compliance implementation. Legally trained with a Master’s degree in EU Law, fluent in English, French, and Mandarin. Passionate about strengthening governance, improving regulatory processes, and growing into a broader Compliance Officer role.
- Conducted risk assessments and ensured compliance of investor structures with AML/CFT and CSSF regulations. - Supported the Fund MLROs in documentation control and regulatory communication to maintain compliance integrity. - Reviewed new onboarding cases and provided corrective feedback to enhance AML/KYC quality across teams. - Contributed to fund conversion-in projects to meet regulatory deadlines. - Compiled KPI and compliance monitoring statistics, coordinating with data teams to ensure reporting accuracy.
- Managed a portfolio of corporate clients and supported compliance reviews under CSSF 18/698 requirements. - Conducted due diligence assessments and updated client KYC documentation to ensure full regulatory alignment. - Assisted in periodical compliance control testing and risk classification. - Coordinated with compliance teams to identify compliance gaps and implement remedial measures. - Mentored new joiners on compliance review standards and internal procedures.
- Supported the Chief Compliance Officer in AML/CFT monitoring and suspicious activity escalations. - Executed due diligence on 10,000+ e-merchants and ensured compliance with cross-border regulations. - Drafted remediation reports for 400 clients ahead of audit season and aligned data with compliance standards. - Collaborated with external banking partners to strengthen AML/CFT controls and prevent financial crime exposure.
- Conducted preliminary AML assessments on new corporate clients in coordination with client service managers. - Reviewed client acceptance forms and ensured compliance with CSSF AML preconditions. - Oversaw data input quality for over 1,000 corporate clients during periodic reviews.
- Assisted the compliance team with AML assessments and intermediary onboarding reviews for the fund. - Monitored transactions and sanctions lists using the Actimize tool and documented compliance findings. - Supported monthly TA compliance reporting and contributed to regulatory file updates.