Phoenix, Arizona, United States
With over 10 years of experience in the financial services industry, currently serving as Compliance Manager at Vanguard, contributing to regulatory adherence and operational excellence. Certified with Series 24, 7, 6, and 63 leveraging expertise in compliance, team leadership, and management to support organizational goals. Dedicated to fostering a collaborative environment that aligns with Vanguard's mission of empowering investors. Committed to delivering solutions that enhance operational integrity and drive positive outcomes for the organization and its clients.