Kristi L Swartz

Partner | Charity Lead | DEI Advocate | Digital Assets | Cryptocurrency | E-payments | FinTech Lawyer at DLA Piper

Hong Kong SAR

About

Offering comprehensive and clear-cut advice through my corporate finance background, I have been an active participant for over 10 years in developing Hong Kong's fintech ecosystem. Working alongside sophisticated and innovative clients, I advise on an array of matters including but not limited to structuring, licensing and corporate governance. I am very involved with the regulation and licensing requirements for digital assets, stablecoins, payments / alternative payments, developing equity crowdfunding platforms, robo advisory apps and the structuring, set-up and running of compliant crypto-exchanges to name just a few. I have practiced law in Hong Kong for over 20 years, and work with emerging growth companies through to listed multinational corporations in Hong Kong, United States, Asia and Europe. In 2018, I formed Swartz, Binnersley & Associates which in the few short years since its inception has garnered industry recognition as a bespoke fintech firm. I care deeply about our community and sit on the board of directors for the Faith In Love Foundation (a Hong Kong registered charity) and Global Women Connect (a Hong Kong registered charity), as well as being a founding member of the 30% Club’s Hong Kong chapter. I am also honoured to be an ambassador of The Women’s Foundation as well as sitting on the LITE Lab Advisory Committee hosted by Hong Kong University to shape and inspire the aspirations of our younger generation.

Experience

  • Partner at DLA Piper
    Nov 2021 - Present · 4 yrs 9 mos

    Ranked by Chambers & Partners Fintech Guide 2022 (Band 2) Speaking Engagements • Panellist, "LawTech, RegTech and Tokenisation", SIS4.0, 1 Dec 2021

  • Managing Partner at Swartz, Binnersley & Associates
    Dec 2018 - Nov 2021 · 3 yrs

    Swartz, Binnersley & Associates, ranked by The Legal 500 2021 (Regulatory, Tier 4) Ranked by Chambers & Partners Fintech Guide 2021 (Band 2) Swartz, Binnersley & Associates, ranked by Chambers & Partners Fintech Guide (2021) (Band 3) Swartz, Binnersley & Associates, "Gold Award for Pro Bono and Community Service", Hong Kong Law Society 2020 Recognised as a “Leading Individual for Fintech” by Chambers & Partners 2020 Swartz, Binnersley & Associates, "Rising Law Firm of the Year", Asian Legal Business 2019 Swartz, Binnersley & Associates, "Fintech Law Firm to Watch", Regulation Asia 2019 Swartz, Binnersley & Associates, "Gold Award for Pro Bono and Community Service", Hong Kong Law Society 2019 Speaking Engagements • Moderator, "Where Law and IT Meet", Scaleup Impact Summit, May 2021 • Judge, WHub Global Startup Competition, Apr 2021 • StartUp Impact Summit, Jul 2020 • “Purposeful Leadership”, World Café, 2020 Leadership Forum, Jul 2020 • Pledge Leader, The Women’s Foundation International Women’s Day Virtual Lunch, Jun 2020 • Panellist, Resilient Leadership in Times of Crisis Webinar, Apr 2020 • Panellist, World Blockchain Summit, Singapore, Jul 2019 • Key Note Speaker & Panellist, Blockchain.News, Jul 2019 • Panellist, “Being diverse, being inclusive – what does it mean to you and how do we get there?”, Global Women Connect, London, United Kingdom, Jun 2019 • Judge, Pitcher Perfect, Jun 2019 • Speaker, Jinse Finance 金色财经's meet up, May 2019 • Panellist, “BigLaw Partner to Firm Owner”, Women’s Power Summit, Center for Women in Law, Texas, USA, Apr 2019 • Panellist, “Responding to multiple International Investigations resulting from a Single Incident”, International Privacy + Security Forum, Washington D.C., USA, Apr 2019 • Panellist, “#HeForShe”, CEIBS Female Leadership Forum, Shanghai, PRC, Feb 2019 • Panellist, “Hong Kong’s Regulatory Environment”, Hong Kong Blockchain Week, Feb 2019 • Moderator, “Equity Crowdfunding, ICO & STO” Impact Startup Summit, Jan 2019

  • Managing Partner at Bryan Cave
    Jul 2013 - Dec 2018 · 5 yrs 6 mos

    Member of Bryan Cave Women Member of TechX, BCXponent Speaking Engagements • Panelist, “Boosting Customer Value Through Open Banking”, Oracle Fintech Hackathon Demo Day, Hong Kong, August 1, 2018 • Panelist, “Preparation and Best Practices for Shaanxi Companies Wishing to IPO in Hong Kong," Shaanxi-Hong Kong Financial Cooperation Forum, China, June 12, 2018 • Panel Moderator, "Who Should Be Responsible for Regulating AI?" Machine Intelligence Summit, Hong Kong, June 6, 2018 • Panel Moderator, “Blockchain Technology Integration”, Hong Kong Fintech Week, Hong Kong, October 2017 • “Overview on Blockchain”, Indian Chamber of Commerce Networking Reception, Hong Kong, September 2017 • Panelist, “The journey of failure and what is your definition of success”, Global Women Connect, Hong Kong, March 2017 • Keynote Speaker at “October Power Lunch Series”, University of Texas School of Law hosted by the Center for Women in Law, Texas, USA, October 2015 • Presentation on building a successful career, The Women’s Foundation Monthly Mentoring Circle, Hong Kong, June 2015 • Panelist, “Understanding the Regulatory Landscape”, Global Legal Confex, New Delhi, India, April 2015 • Keynote Speaker at “Global EMBA 10th Anniversary Dinner”, Hong Kong, December 2014

  • Managing Partner, Hong Kong Office at Blank Rome
    Apr 2011 - Jul 2013 · 2 yrs 4 mos

  • Managing Partner at Lister Swartz (previously Swartz Solicitors) in association with Edwards Angell Palmer & Dodge
    Apr 2006 - Mar 2011 · 5 yrs