London, England, United Kingdom
With over 27 years of experience at Board and senior management levels, I have a proven track record of delivering tailored compliance solutions that not only mitigate risk but also empower businesses to thrive in a challenging environment. And now, as the Founder and Director of Apollo Compliance, I help financial services organisations navigate the complex and ever-evolving regulatory landscape with confidence. Throughout my career, I’ve spearheaded compliance functions for globally recognised financial institutions, overseeing multi-regional teams and ensuring robust governance across diverse product areas, including equity, fixed income, derivatives, treasury, and advisory services. My expertise spans key regulatory regimes, such as MAR, MiFID II, and Benchmark Regulations, as well as emerging areas like RegTech innovation. At Apollo Compliance, our mission is clear: to provide bespoke, practical, and dynamic compliance strategies that meet the unique needs of each client. From regulatory advisory to strategic oversight, I partner with senior leaders to build a culture of integrity, resilience, and operational excellence. Key Highlights of My Expertise: ✅ Leading compliance teams across Europe, Asia-Pacific, and global markets ✅ Driving regulatory change initiatives and embedding cutting-edge RegTech solutions ✅ Enhancing governance frameworks, culture, and conduct in line with regulatory expectations ✅ Expert knowledge of financial products, including equities, derivatives, and fixed income My leadership is built on a foundation of deep technical knowledge, strategic foresight, and a collaborative approach that fosters trust and transparency at all levels. Whether advising Board members or implementing advanced compliance controls, my focus is always on delivering solutions that are effective, scalable, and future-proof. If your organisation is seeking to strengthen its compliance framework or navigate complex regulatory challenges, let’s connect. I’d be delighted to explore how Apollo Compliance can support your business goals.
I serve as a non-executive director of a regulated firm providing treasury services, where I contribute independent oversight and strategic input, with particular emphasis on governance, risk, and regulatory matters. Drawing on a strong background in compliance, I support the board in its understanding and oversight of regulatory expectations
Compliance oversight (SMF16), Executive Director (SMF3), Compliance Oversight (CF10), Director (CF1) Executive Board Member and part of the regional management team, accountable for the Compliance function comprising 35+ staff across the region. Oversight of compliance with the regulatory regimes applicable to the banking operations involved with research, investment banking, global markets, global finance & advisory, capital markets, global transaction banking, treasury and online retail banking activities. Membership of external bodies and forums designed to enhance and promote London as leader in regulatory development including with respect to RegTech.
Compliance accountability across Global Markets, Global Finance & Advisory and Global Transaction Banking businesses; Setting of Compliance standards; oversight of official Compliance advisory statements to businesses and the coordination of regulatory change management. Key participant on RegTech Council and forum communities aimed at promoting and influencing regulatory thinking in the use of technology. Global Key Compliance coordinator on MAR, MiFID II and Benchmark Regulations
Global responsibility for Compliance advisory and monitoring activities across the sales & trading businesses which provide investment services to retail, corporate and institutional client base. Wide product coverage including FICC, OTC and listed derivatives. Responsible for setting the strategy, oversight and implementation of Group standards and for assessing and managing Market Abuse and Market Conduct Risk across 20 legal entities. Overseeing the roll out of system based surveillance tools and added value monitoring activities across Group entities