Kai Xiang Koh

Compliance Officer

Singapore

About

Experience

  • Director, CIB Compliance at Standard Chartered Bank
    Sep 2022 - Present · 3 yrs 11 mos

    Responsible for providing both Regulatory compliance and Financial Crime compliance advisory for Transaction Banking (Trade and Cash) business and the Securities service business. Am also responsible to provide advice on New Payment Methods and digitial assets initiatives

  • Senior Vice President - Commercial Banking Compliance at HSBC
    Sep 2016 - Sep 2022 · 6 yrs 1 mo

    Responsible in providing compliance advisory and oversight in Commercial Banking business, including Global Liquidity and Cash Management and Global Trade and Receivables Financing. This includes compliance advisory for product governance, digital initiatives etc.

  • Country Compliance – Institutional Clients Group at Citibank N.A.
    May 2009 - Sep 2016 · 7 yrs 5 mos

    Responsible for providing compliance advisory to various business functions: Treasury and Trade Solutions, Securities and Fund Services, Commercial Bank and Corporate and Investment Banking. Scope of compliance advisory includes supporting products offering or processes rollout/changes to meet regulatory requirements and corporate policy standards, advisory on licensing requirements, advisory on controls to address regulatory/policy requirements etc. Products covered include agency and trust services, custody, funds services (trustee), cash/liquidity management, trade services and finance, cards (commercial and prepaid) etc.