Hong Kong SAR
Structured Finance Department - Focus on proprietary investment in high-yield debt financing, and listed and private bonds (e.g. mezzanine fund, bridge loans, M&A loans, mortgage, pre-IPO, and project financing). The Department comprised of 4 team-players. Managed a portfolio consist of more than 10 projects. Governed investment projects with the following responsibilities: - Administered the investment planning and execution of investment projects (functioned as due diligence, credit assessment, valuation, financial analysis, and market analysis on investment targets); - Negotiated with clients about the investment details and finalized investment term-sheets; - Coordinated with onshore and offshore lawyers to assure the legal documents safeguarded the investment details; - Collaborated with various department to ensure the investment terms and timeline can be fulfilled (Risk Management, Legal, Finance, Compliance, Treasury, Company Secretary, and Internal Audit); AND - Managed post-investment activities and monitored projects’ latest developments regularly.
Assurance and advisory engagements: - In Charge experience in external audit on financial statements and advisory on accounting standards; - Specialized in banking and asset management sectors; - Understanding on risk management and relevant financial disclosures under financial reporting requirements; - Provided recommendations on clients’ internal controls effectiveness (both preventive and detective) - Project management and multi-tasking skills, leading teams of 2-5 in various engagements, handling multiple responsibilities and client communication simultaneously; - Provided recommendations on clients’ internal controls effectiveness (both preventive and detective) ; and - Provided investment valuation audit for over 30 PE investments, covering medical industry, environmental protection industry and aviation industry, by revaluation using various valuation model i.e. market approach, recent transaction approach, and forecasting approach; Compliance engagements: - Performed assessments for the impact of the compliance issues to the engagements; and - Tackled the compliance enquiries from regulatory bodies i.e. HKMA and SFC;
Take up the role of In Charge for assurance and IPO engagements with the following responsibilities: - Performed HKIPO and USIPO audit, profit forecast, working capital forecast, and financial restructuring for a leading digital marketing company in Asia (with business operations in mainland China, Hong Kong, Singapore); - Proposed and advised audit adjustments to legally achieve listing requirements, drew up IPO prospectus summary; - Coordinated internally with in-house specialists, and externally with senior management and IPO professionals (e.g. HKEX, Sponsors, Investment Bankers, Lawyers); AND - Performed in-depth financial analysis on extensive industries (e.g. Manufacturing, F&B, FMCG, and Shipping).
- Tailored insurance products and arranged services supports to international clients in New York City.