Raleigh, North Carolina, United States
New product development and launch for Retail Alternative Investment (AI) platform to provide retail B/D and SWA clients with $5M or more in AUM at Schwab access to private non-publicly traded alternative Investment and exchange funds (+ TD Ameritrade merge). Alternative Investment opportunities including hedge fund, private fund, private credit, private real estate, exchange fund and registered non-publicly traded fund strategies. · Partner with the business to clarify goals and document business need, project scope, assumption/dependencies and success criteria · Identify and document potential requirements from reviewing Compliance Memo, Legal Framework, POVs (Point of View) and TOMs (Target Operating Models) across 42+ domains (i.e. SalesForce, AI Center, Schwab.com, Billing, CRT) · Work with business to document Future-state E2E process flows: i.e. Security Onboarding (SalesForce), Client Eligibility/IQQ (SalesForce), Subscription (iCN), Redemption, Capital Call · Review requirements (user stories) with Business to determine Release Phase: MVP, Fast-Follow, or Next · Partner with Product Manager, Product Owner, Architect(s) and domain leads to facilitate Product Workshops/Requirements Gathering/GAP Sessions · Compliance & Regulatory: RegBI, RegD, FINRA, Volker, ERISA, Custodian Regulatory/Liability, Covered Person
Part of CASH team - Successful mortgage servicing platform deployment from iSeries/ALS to Black Knight MSP. Primary area of focus: Business Rules on Corporate Advance and Late Charge, ePayoff, Reinstatement (~400+ BRMS Rules) · Organized and lead all testing (both manual and automated testing) - QA, UAT, Business Validation · Created Test Plan, Test Scripts and Test Execution · Condition test data using DataX, run SQL scripts to generate reports, validate XMl files · Identified known differences and provided communications · Identified and validated defects and logged in HQ ALM followed by user story creation in JIRA
· Collaborate with LOB and technology team to understand and analyze target state to document HLD (High-Level Design) to capture data mapping, process flows, interface specs, data modeling, UI wireframes · In-depth analysis of existing business rules in IBM Operational Decision Manager (BRMS) for conversion · Document New Rules and details and the associated Inbound & Outbound XML docs for web service calls · Generated LOB reports and queries for BRMS Rules validation
Part of Fidelity Pricing and Cash Management Services (FPCMS) Successfully launched the new Fidelity Investment Platform “Wealthscape” intended to support both investors and direct consumers including Robo-advisor. Wealthscape combined existing platform “WealthCentral” and “Streetscape” platform · Worked with LOB to document business processes, BRD, SRA, SDS, SPD, UI design, data mapping · Created Test Plan, Test Scripts and Test Execution
BA/PM for multiple workstreams within Home Loans Servicing in conversion of acquired 100K+ Home Equity (HE), Home Equity Line of Credit (HELOC) and mortgage loans into Black Knights MSP platform. New Originations system was deployed (ALS to MSP).