Singapore
- Self-motivated and independent worker - Able to prioritise and drive efficiency to meet given deadlines - Able to work with difficult proxies in a professional and tactful manner. - Eye for details - Experience in deployment/Startup of new function
Chasing my passion for food. Full time content creator specialising in promotion & campaigns for F&B. Provide platform to create awareness for F&B on Instagram, Tiktok, 小红书, Lemon8 and Facebook. Successful collaboration with more than 200 brands.
1. Periodic trade monitoring and thematic review of Front Office activities to ensure selling process is aligned with regulatory requirements and market developments. 2. Conduct new joiner trainings for Front Office for selling process. 3. Draft, maintain and update guidance notes including product cue cards to provide adequate framework to front office. 4. Ensure effective communication and interaction with stakeholders in clarification and escalation of findings, with proper follow-up of remediations in a timely manner. 5. Assist in review by Internal Audit and regulators. 6. Participate in Risks Management Committee to ensure risks are highlighted and addressed.
1. Act as domain lead to develop, implement and maintain Key Survelliance Points(KSP) Control & Execution Plan for Client Management Domain covering controls relating to account opening/closure/review/dormancy, holdmail mail service, FATCA and AEOI mainly for Singapore. 2. Ensure KSP standards are maintained and that formalized methodologies and templates are in place. 3. Ensure competent execution per determined scope and coverage (methodology, sampling coverage, adequacy of checks, effective communication and interaction with stakeholders in clarification and escalation of discrepancies, deficiencies and exceptions/ issues for remedial action, with follow-up on status of previous findings for closure) within deadlines. 4. Perform on-going quality checks, with timely issuance of KSP closure report to stakeholders (assessment results). 5. Assist in review by Internal Audit and regulators. 6. User of systems such as Impressio, ECM, Olympic, Amefico and Filenet, etc. 7. Observe rules and regulations governing the Bank including those issued by MAS and HKMA governing the operations of the Bank. 8. Prepare quarterly reporting to Head Office 9. Coaching of junior team member and contract staff
1. Assist in all audit issues pertaining to Group of companies in Asia covering Singapore and Hong Kong 2. Assist in completing the planned audits and drafting audit programs 3. To provide audit services through reviews and evaluations of the Bank's and/or Group's internal control systems, policies and procedures and financial, management and client information. 4. Observe rules and regulations governing the Bank including those issued by MAS and HKMA governing the operations of the Bank. 5. Frequent user of Avaloq system, ELAS system, Name Matching System, MLDS and Audimex for conduct of day to day audit activities. 6. Covers audit in hold mail management, portfolio management, cross border activities, account opening, regulatory reporting for liquidity, client due diligence reviews (tax reviews) and accumulators/decumulators, etc. 7. Prepare monthly reporting pack to track status of audit issues 8. Prepare quarterly reporting to MAS 9. Coaching of junior team member
1. Conduct and review of controls performed for Front Office activities covering Singapore and Hong Kong in areas including such as Cross Border Activities and Investment Suitability 2. Draft new procedures or continuous improvement of procedures to ensure alignment with regulatory or market developments 3. Assist in review by Internal Audit 4. Management, investigation and resolution of assigned client complaints 5. Participate in conducting trainings for Front Office in Singapore and Hong Kong 6. Email automation for sending of review results to front office using macros 7. Experience in Avaloq system, OnDemand system and CRM system 8. Exposure to regulatory requirements for MAS and HKMA in the private banking space for front office 9. Conduct mock interview for bankers in India (Mumbai and New Delhi) for preparation of visit by Internal Audit