Jason Tong

Securities and Futures Commission

Hong Kong SAR

About

Experience

  • Securities and Futures Commission (SFC) (6 yrs 11 mos)
    • Assistant Manager
      Apr 2025 - Present · 1 yr 3 mos

    • Management Associate
      Apr 2022 - Mar 2025 · 3 yrs

    • Legal Executive
      Aug 2019 - Apr 2022 · 2 yrs 9 mos

      Legal Executive under the Enforcement Division - Investigating into Corporate Fraud cases (e.g. misfeasance / misconduct of directors from Listed Companies) - Drafting and prepare legal documents to the persons under inspection - Legal research on Listing Rules and Securities and Futures Ordinance (SFO) - Liaising with third parties (e.g. CSRC) to enquire information concerned - Helping initiate legal proceedings and attend courts trials

  • Court Liaison Officer (Undergraduate Training) at Duty Lawyer Service
    Jul 2019 - Aug 2019 · 2 mos

    Summer Internship as Court Liaison Officer - Working in the Tuen Mun Magistrates' Court - Assisting Duty lawyers to take preliminary instructions from Defendants - Taking witness statements from the Defendants - Dealing with administrative work like liaising with Defendants and the Duty Lawyers

  • Summer Intern at Cheng Huan SC's Chamber
    Jun 2018 - Jul 2018 · 2 mos

    Mentor with Mr. Arthur Luk SC Job Duties: - Attending Court trials - Preparing legal documents like witness statements / mitigation speeches

  • Summer Intern at Hampton Winter & Glynn
    Aug 2016 - Aug 2016 · 1 mo

    Job Duties: - Attending court trials - Doing research on matrimonial cases - Preparing and drafting legal documents

  • Winter Mini-pupilage at Plowman Chambers
    Dec 2015 - Jan 2016 · 2 mos

    Mentor with Mr. Alan Ng Man-sang Job Duties: - Attending court trials and translating legal documents - Doing legal research on various aspects of laws