Bracknell, England, United Kingdom
A Business Analyst / Project Manager/ Regulatory Reporting Specialist with considerable corporate experience working at JPMorgan. Delivered regulatory reporting across key market segments, resulting in client compliance in European markets. Significant strategic and tactical Project Management and Business Analyst experience across multiple financial operations. Experienced on tactical and strategic projects from analysis, design, testing to implementation phases and regularly engaged with senior stakeholders to capture requirements, track delivery to drive towards decisions and target goals. Strong knowledge of Exchange Traded Derivatives & OTC, future and options (F&O) processes and trade lifecycle. Demonstrated transferable skills across Financial Services Operations with a previous role in Custody Fund Services for onboarding external clients onto the Investor Services Collateral Management Triparty platform. Regulatory Reporting | Project Management | Business Change | Business Analyst | Back Office Operations | Query Resolution | User Acceptance Testing | Trade Lifecycle | AWV | REMIT | European Market Infrastructure Regulation (EMIR) | MIFID II | Governance | Stakeholder Management | Client Relationship Management | Asset Management | Static Data | ETD & OTC Derivatives | Equities | Futures and Options (F&O) | Alteryx | GMI | CCMS
Regulatory Reporting, Global Prime Financial Services Operations. Leading the reporting requirements for the monthly submission to the regulator (Bundesbank) for AWV (Außenwirtschaftsverordnung) and DEPO (Depotstatistik) with focus on day-to-day management of query resolution, supervision of daily regulatory obligations while actively pursue improvements to processes focusing on controls, KPI’s and creating, publishing and maintaining SOP’s and metrics. Also responsible for REMIT reporting requirements to the European Union Agency for the Cooperation of Energy Regulators (ACER), through the venues (EEX, ICE and Nasdaq). Other Regulatory processes previously covered are CPR RTS 21 (MiFID II Commodities Position Reporting) - uploading daily commodities positions through UnaVista, and MiFID II RTS 28 Top 5 Execution Venue Report. Key Achievements/Projects • Designed an Alteryx workflow that’s run daily for AWV completeness and accuracy check on the golden source (GMI) through to the end transaction report (GRACE), to identify breaks for further resolution. • Introduced tighter controls capturing manual high amounts posted in GMI that defaulted into the wrong AWV regulatory report, and worked with the relevant teams to standardise their posting description. This allowed for the additional rule setups to the downstream system to ensure a more robust STP and more accurate reporting to mitigate risk. • REMIT - Effectively monitoring daily reports on trades/orders via the exchange platforms. Uploading enriched data to the ICE exchange to complete our REMIT reporting requirements with known end client beneficiary IDs for European energy (gas and electricity). • Delivered a 4-month cross training to colleagues in India on regulatory reporting processes - move daily functions from London to Bangalore, reducing FTE headcount in London. • Worked with Technology as an SME to streamline processes/onboard manual processes onto systems for STP, implementing tighter controls.
A Business Analyst / Project Manager/ Regulatory Reporting Specialist with considerable corporate experience working at JPMorgan. Delivered regulatory reporting across key market segments, resulting in client compliance in European markets. Significant strategic and tactical Project Management and Business Analyst experience across multiple financial operations (various roles within JPMorgan).
Project managed the onboarding of new clients onto the JPM Securities Collateral Management Triparty platform (CCMS) covering SCM borrowers / lenders, repo, and reuse products. Maintained strict governance with gathering onboarding documents, instructing, and reporting requirements on client’s long box/escrow accounts. Key Achievements/Projects • Delivered Segregation of Initial Margin (SEG IM) objective to migrate existing clients’ accounts/setups onto the SEG IM structure within a short timeframe of 3 months. Directed clients with strict governance on documentation while meeting such deadlines that required strong project management skills to manage multiple clients. Achieved full migration with 100% client satisfaction. • Effectively operated on the initial phase of Brexit according to each client’s strategic plan for operating under new entities to ensure they are compliant. • Identified gaps in current tax processes when onboarding new clients which resulted in a default tax setup. Created a new Tax SOP and rolled it out/trained the other regions (WHEM & APAC) and implemented a remediation on existing clients’ setups. This ensured clients are now compliant when onboarded for tax requirements.
National Account Executive (Aug 2001 - Oct 2002) Account Executive Application Support (Oct 2000 - Aug 2001)