Experience
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Head of Assurance at Corient
Jan 2024 - Present · 2 yrs 7 mos
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Executive Director - Wealth Management Compliance at Morgan Stanley
Oct 2020 - Jan 2024 · 3 yrs 4 mos
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E*TRADE (10 yrs 1 mo)
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Chief Compliance Officer at E*TRADE Securities LLC
Feb 2016 - Jan 2024 · 8 yrs
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Director
Jan 2014 - Jan 2024 · 10 yrs 1 mo
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Examination Manager at FINRA
Apr 2006 - Jan 2014 · 7 yrs 10 mos