Netherlands
An experienced regulatory specialist and chartered accountant with over 15 years' experience in financial services. I have worked in both consulting and industry roles ranging from large multinational banks to niche, domestically focused finance providers advising and delivering on change programmes, as well as managing the delivery of mandatory regulatory requirements.
Currently responsible for the successful delivery of reporting processes to meet new regulatory reporting requirements and the embedding of these processes across the relevant functions within the bank. Also responsible for providing guidance on the reporting implications of new product offerings, horizon scanning to ensure visibility and understanding of upcoming regulatory requirements, as well as input into the transformation of the bank’s existing reporting processes.
Managed the development and delivery of solutions to ensure Amicus Finance met its regulatory reporting obligations. - Development of an end-to-end reporting process to deliver all required prudential and conduct related submissions to the PRA, BoE, EBA and FCA, including applicable COREP (Capital and liquidity), FINREP, FSA and Statistical returns - On time submission of MLAR and PSD returns for Amicus’ current FCA regulated entity, as well as implementing improvements to existing reporting solution - Design and implementation of a robust accountability framework to ensure reporting is subject to strong ongoing governance and control - Creating a regulatory MI dashboard and delivering training to embed awareness of both current and future regulatory reporting obligations across the group - Interpretation of CRR regulation including assessment of upcoming regulatory changes - Advising members of ExCo around the regulatory implications of proposed new business plans - Supporting IFRS9 implementation
Leading a global team of 15 regulatory accountants and analysts, my responsibilities included: - Managing the compilation, review and sign off of various regulatory submissions reportable to the bank’s UK and European regulators, including Common Reporting (COREP) on behalf of the Group’s 10 banking entities, including RBS Group, Natwest, Coutts, Adam & Co, Ulster Bank (Ireland & NI), RBS N.V. (Netherlands) - Stakeholder management; ensuring signatories are presented with a clear, concise, transparent and timely view of the reports and supporting controls to meet the bank’s regulatory requirements, with clear explanations for significant period on period variances - Managing the communication and resolution of data quality issues, including the development of both interim and strategic solutions to meet reporting requirements - Assessment and interpretation of new and ad-hoc reporting requirements, setting up and managing new processes to facilitate reporting - Input into strategic operating model decisions, e.g. assessment of vendor solutions for a new regulatory reporting system
Six years’ experience within KPMG Advisory practice working across Regulatory Compliance, Risk Consulting, Data Analytics, Internal Audit and IT Risk Management.