Copenhagen, Capital Region of Denmark, Denmark
Responsible for the surveillance team handling the listing requirements and monitors the listed companies compliance with the Exchange disclosure rules. - Listing Qualifications: IPOs, corporate actions and delisting’s - Daily monitoring of listed companies compliance with the disclosure obligations. - Disciplinary investigations and sanctions in case of breaches of the exchange rules - Corporate Governance – review of statements as a part of the exchange disclosure rules - Guidance to listed companies and member firms in relation to the exchange rules - Presentations about the role of Nasdaq and holding educational seminars about disclosure rules etc. - Contact to media and journalists on behalf of Nasdaq Copenhagen in relation to regulatory matters
Team leader and daily responsible for trading surveillance – detection of market abuse (insider trading and market manipulation) and monitoring the trading members compliance with the member rules. Presentations for trading members, media, students etc. Projects: Adaptation of MiFID into the trading rules and the surveillance procedures, centralization of real time trading surveillance; implementation of electronic surveillance system and development of alerts.