Manchester Area, United Kingdom
Royal Bank of Scotland, Senior Client Onboarding Analyst – June 2012 - Present - Responsible for the facilitation of new business across numerous asset classes, including Foreign Exchange, Money Markets, Cash Fixed Income products, Equities, Equities Derivatives, Rates, Credit Derivatives and Lending. - Dealing with front office, internal operations and external clients on a daily basis to ensure that requests are converted into a commercial and revenue generating relationship. - Managing risks to ensure all trades meet European and Global regulations, Mifid, Emir, Dodd Frank, 15a6 and FACTA/CRS. - Closely collaborating with Anti Money Laundering and Compliance teams, sourcing due diligence information and ensuring KYC checks are complete. - Subject matter expert and go to person for Corporate Clients and Financial Institutions.
Royal Bank of Scotland Novation Team Analyst - March 2011 – June 2012 - Responsible for the chasing and execution of documentation from Internal and External Clients. - Chase clients for the return of unsigned Novation agreements and guarantees. - Resolution of queries and document mark-ups received or raised, ensuring systems are updated. - Point of contact for European clients.
- Managed day to day client requirements both proactively and reactively of ultra high net worth clients ($10m +) in conjunction with senior private banking/branch manager. - Managed and monitored client portfolios ensuring all investment deals were completed accurately to given deadlines. Maintained lending files, ensuring due diligence was in order and always compliant with FSA regulations. - Opened new accounts, completed passport checks and compiled risk assessments of the clients with a view to monitoring the account actively, plus completions of world check reviews to assess whether the client had been involved with any criminal dealings. - Day to day involvement with clients regarding placement of deposits, foreign currency trades, and investment deals in all major currencies. - In conjunction with other executives, ensured that all operations in the branch, both logistics and customer based were monitored and completed. 2005 - DEPOSIT/PRIVATE BANKING ADMINISTRATOR Dealt with all administration concerning account procedures for private banking clients both individual and corporate. Involved in the implementation of new private banking account system providing testing and feedback on functionality. Responsibility for opening and actively monitoring customer accounts. Worked with the operations manager on the logistics of the branch. I received the Outstanding Performers Award for 2006.; LOANS ADMIN/BACK OFFICE Responsible for training office junior Monitored daily work input onto bank's system Opened accounts for clients & opened loan accounts on the bank's system Ensured daily loans/deposits were input General back office duties - direct debits/standing orders/swift inputs Provided cover for operations manager