Brooklyn, New York, United States
·IPO Process Participation: Contributed to the IPO process, including conducting due diligence, drafting prospectuses, and preparing financial disclosures. • Regulatory Compliance: Collaborated with legal and compliance teams to ensure all IPO-related processes adhered to regulatory standards. • Market Analysis: Conducted industry and market analysis to support the valuation and positioning of companies seeking to go public. • Financial Analysis: Calculated financial metrics based on the company's financial statements (income statement, balance sheet, cash flow statement) to assess IPO readiness. Utilized Wind, iFind, and Jianwei data to compare financial data from peer companies with those of the client. • On-Site Asset Verification: Participated in on-site asset verification, visiting factories to gain a deeper understanding of the company’s operations and scale, ensuring accurate reporting and valuation. • Due Diligence Reporting: Assisted in completing due diligence reports and organized materials from due diligence meetings, ensuring thorough documentation and compliance.
• Monitored market dynamics, global macroeconomic conditions, and shifts in the bond market (e.g., duration, YTM, etc.), visualizing results through charts (e.g., line chart, candle chart) and providing daily market commentary. • Utilized text mining and sentiment analysis to assess public opinion on selected stocks, producing 10 investment reports. • Updated the iBond Business Intelligence platform, synthesizing diverse information sources, including secondary research and operational data, to serve as a key resource for clients in making informed decisions on bond transactions.
• Performed due diligence on selected publicly traded companies, including sourcing, evaluating, underwriting, screening, risk management, compliance regulation, and investment memo preparation. • Built trust and rapport with clients as their wealth management manager, conducting comprehensive discovery sessions to understand their family dynamics, goals, objectives, and financial situations. • Facilitated deal closings with various internal and external stakeholders (e.g., back-office, legal, and risk management).
• Prepared and integrated data (e.g., stock prices, GDP, CPI) for the internal portal to support investment strategies. • Handled daily ad-hoc requests on individual stocks and market sectors from investors. • Orchestrated weekly investment workshops, covering aspects such as slide preparation, recording, registration, itinerary, speaker coordination, equipment rental, accommodations, and post-event evaluation.