Switzerland
Compliance Officer and Anti-Fraud Specialist with a Master in Law. Expert in AML and Compliance Risk Analysis. Fluent in English, Spanish, French and Italian.
Member of the Responsible Jewellery Council (RJC) Standard Committee. Lead compliance operations in Switzerland, Germany, Hong Kong and Italy ensuring adherence to local and international regulations. Regulatory research and analysis. Worldwide on-site assessment of the mines according to LBMA standards. Development of Compliance frameworks. Lead on PMCO, LBMA, RJC and other stakeholders' Compliance Audits. Compliance-related incident management: oversee the investigation and resolution of compliance-related incidents and lead initiatives to address any deficiencies identified. Grievances management and whistleblower protection. Vendor and Third-Party onboarding due diligence. Stakeholder engagement with local communities, governmental bodies, and non-governmental organizations. Policy review and updates. Development of a Compliance culture through interdepartmental collaboration. Member of the Crisis Management Team.
2 LoD independent review of 1LoD onboardings for all locations in Spanish, English, French, Italian and German Tax compliance analysis Formalities review Compliance risk analysis Regulatory risk mitigation Risk assessment KYC evaluations on existing relationships Source of Wealth and Source of Funds checks Backgrounds checks Transaction analysis from an AML perspective Monthly and quarterly reporting to management Data extraction and governance
Focus on clients onboarded in Spain +130 cases processed in 5 months Client onboarding Compliance risk analysis Regulatory risk mitigation Risk assessment KYC evaluations on new and existing relationships End-to-end client onboarding and client lifecycle management Source of Wealth and Source of Funds checks Backgrounds checks Transaction analysis from an AML perspective
Fraud detection, prevention and deflation. Management of civil and criminal litigation. Entrusting tasks to the Company's trustees. Claims handling. Development of new methodologies to detect and prevent frauds. Exploitation of new technologies to detect and prevent frauds. Use of data to detect and prevent frauds. Study of the sector regulations.
Banking operations (transfer of money/withdrawal of money etc.). Financial advice. Sale of financial products. Customer care and customer service.
Fraud detection, prevention and deflation. Management of civil and criminal litigation. Entrusting tasks to the Company's trustees. Claims handling. Development of new methodologies to detect and prevent frauds. Exploitation of new technologies to detect and prevent frauds. Use of data to detect and prevent frauds. Study of the sector regulations.