Greater Toronto Area, Canada
Education University of Windsor, Windsor, ON, Canada 2013-2014 Master of Management—International Accounting and Finance University of California at Berkeley, CA, USA 2009 Finance South-Central University for Nationalities, China 2006-2010 Bachelor of Management of Information System Working towards FRM and CPA Working experience Custody Reporting Officer, RBC Centre, Toronto 2015.10-2016.11 Operation Officer, TD, Toronto 2015.5-2015.9 Financial Analyst, Bank of China, China 2011-2012
Reported to the Manager of fund accounting department Thuraisamy Srikumar and Chelliah Andrew while performing full-cycle accounting tasks (trades settlement & reconciliation), preparing financial statements, auditing and year end valuation packages, financial reports for mutual funds, hedge funds. • Proficiently handle all fund accounting related oversight and client requests including daily cash transfer, monthly and year-end accrual expenses claim and market value control for fund holding securities. • Work on new products setup, shares leveraging, and transferring to ensure accounting system corresponding with custody and bank. • Support AIS on holding moves, rights entitle and expiration. • Perform additional audit checks to support the daily calculation of NAV, update and load after money market closes. • Validated 14 funds’ trades per day on average in terms of prices, units and NAV stamping into pControl and stock market.
Reported to the Manager of Hui Michael while conducting the financial analysis and reporting of over 100 client portfolios. • Prepared mutual fund and hedge fund financial statements to meet over 100 clients’ needs with different investment platforms on monthly, quarterly and annually basis. • Performed transaction monitoring and auditing to ensure all transactions strictly adhere to the Regional and International AML and balance breaks between different platforms. • Managed timely and accurate investment trade confirmations of wealth management branch with an average of 100+ daily trade validations & reconciliations. • Maintained high price security and equity on daily posting and transactions working together with shadow posting, pricing, and capital market group. • Resolved issues and queries in the process of finalizing financial statements along with QTS, Trust, Pricing and Shadow posting. • Created enhanced models using macros and user defined functions using VBA.
Reported to the Manager of Reconciliation team while providing support and solutions using MS Excel and VBA. • Processed transactions accurately and on time as per Service Level Agreements (SLA) requirements which increases customer satisfaction. • Responsible for day-to-day direct fulfillment activities including PIC Sweep auditing, tax reporting, and securities trading management. • Evaluated mutual funds and tax reports through detailed reconciliation processes. • Assisted financial managers by using Excel and VBA for data validation as well as reconciliation. • Responsible for drafting amended/canceled/new tax documents and filing them with CRA/RQ to maintain transparency between clients, partners and CRA.
• Conducted finalized performance report to Senior Management via assessing investment & risk control model and financial products. • Monitored and maintained letter of credit reconciliation on daily basis. • Assessed risk levels of business partners and clients to settle their credit account. • Coordinated with model development including validating models once they were set up and testing products performance.