Elizabeth Carter

Senior Compliance Manager | Lloyd’s & London Market Specialist | UK & International Regulation | Product Governance | FCA | MGA | Broking

London Area, United Kingdom

About

I'm a Senior Compliance Manager with over 10 years' experience in financial services, specialising in the Lloyd's and London insurance market. My career has been built in complex, high-growth, international environments — MGAs, Lloyd's syndicates, Lloyd's and international brokers — where compliance has to be both technically rigorous and commercially pragmatic. At Volante Global I operate as the technical compliance lead across a USD 300m GWP international MGA and Lloyd's syndicate, covering Product Governance, Consumer Duty, Coverholder oversight, Sanctions and regulatory expansion across more than 10 jurisdictions including the US, UAE, Australia and South Africa. I report directly to the CRO and was recognised with a CEO award for my contributions. Before that, at the Ardonagh Group, I held a standalone Risk & Compliance role spanning two businesses simultaneously — leading M&A compliance due diligence for international acquisitions and developing the compliance framework for a fast-scaling global broker. I hold an LLB (First Class Honours) in Law with Business and a CII Certificate in London Market Insurance. My specialisms include: FCA regulation · Lloyd's Market · Product Governance · Coverholder & Delegated Authority oversight · Sanctions & Financial Crime · Consumer Duty · CASS · International regulatory expansion I'm currently exploring senior compliance opportunities in the Lloyd's and London Market. If you're working on something relevant or would like to connect, I'd be glad to hear from you.

Experience

  • Compliance Manager at Volante Global
    Sep 2023 - Present · 2 yrs 10 mos

  • Risk & Compliance Manager at HWF Partners
    Sep 2021 - Sep 2023 · 2 yrs 1 mo

  • Risk & Compliance Manager at Ardonagh Global Partners
    Sep 2021 - Sep 2023 · 2 yrs 1 mo

  • Price Forbes & Partners (2 yrs 11 mos)
    • Compliance Manager
      Oct 2020 - Aug 2021 · 11 mos

    • Compliance Officer
      Oct 2018 - Sep 2020 · 2 yrs

  • Junior Investment Analyst & Compliance Assistant at Cartwright Group Limited
    Mar 2015 - Oct 2018 · 3 yrs 8 mos