Diana Gager

Operations & Risk Management Leader | Regulatory Compliance | Operational Risk & Controls | Financial Services Transformation | Driving Efficiency & Scalable Operations

New Rochelle, New York, United States

About

Operations and Risk Management leader with 20+ years of experience in financial services, specializing in regulatory compliance, operational risk frameworks, and large-scale business transformation. I have a proven track record of leading risk initiatives, managing regulatory and audit engagements, and strengthening control environments in highly regulated institutions. Known for bridging operations, risk, and client service teams, I drive efficiencies while ensuring compliance and operational integrity. My experience includes leading complex initiatives such as branch wind-downs, regulatory transformations, and enterprise-wide risk assessments, while partnering with senior leadership, audit teams, and regulators. Core areas of expertise include: Operational Risk & Control Frameworks Regulatory Compliance (Dodd-Frank, AML, Financial Crime) Audit & Regulatory Engagement Process Improvement & Automation Business Continuity & Transformation Initiatives Stakeholder & Client Relationship Management

Experience

  • Operations Manager at Bank of Ireland
    Dec 2006 - Present · 19 yrs 7 mos

  • Consultant at Oppenheimer & Co.
    Sep 2005 - Sep 2006 · 1 yr 1 mo

  • Director, Performance Analyst at CIBC World Markets
    Feb 1999 - Mar 2003 · 4 yrs 2 mos