County Kildare, Ireland
I have worked across several professional industries such as: Higher education, Solicitor’s office Private/Corporate banking & the investment industry. My academic background is law, holding both an LLB at undergraduate level and International Business & Law masters. Across both qualifications I have studied a variety of modules ranging from data protection and corporate governance, regulatory compliance, EU Law/GDPR to business law, private banking, capital markets & Funds law.
Supervise daily Money Market oversight, ensuring compliance with UCITS, AIFMD, MiFID II, and internal control frameworks. Manage high-profile institutional client relationships, conducting in-person and virtual meetings to deliver operational updates and compliance reporting. Lead a complex multi-bank project for a major institutional client, coordinating internal teams, logging progress, and submitting daily end-of-day reports to senior stakeholders. Streamlined UCITS oversight and implemented automation solutions, improving efficiency and reducing operational risk. Prepare legal, audit, and board reports along with regulatory filings and management reporting. Serve as SME for fund launches and product creation, liaising with Legal, Compliance, and Operations. Represent CACEIS at shareholder meetings and lead BAU delegation, training, and escalation management.
Processed and reconciled trades, subscriptions, and redemptions across global hedge and UCITS funds. Collaborated with AML/KYC teams to ensure investor documentation met regulatory standards. Prepared audit documentation, board reports, and regulatory filings. Conducted daily cash oversight and pricing validation, escalating exceptions to Compliance.
Supported UCITS (ICAV) and AIF fund structures, managing daily trade oversight and investor queries. Produced investor, board, and compliance reports (CARs) with regulatory accuracy. Liaised with auditors, AML, and Legal teams to maintain data integrity. Supervised and trained staff to meet SLA commitments.