Claris Lim Pei Sze

Head of Southeast Asia Investment Banking & Capital Markets Compliance | LLM

Singapore

About

• Regulator of SGX Main Board listed companies • More than 10 years of Investment Banking experience

Experience

  • Director at Deutsche Bank
    Feb 2016 - Present · 10 yrs 5 mos

    - Provide business line compliance advisory to Corporate Finance, Mergers & Acquisitions (“M&A”) and Capital Markets for Southeast Asia region - Provide regulatory updates from MAS and SGX to the business and implement controls where necessary

  • Assistant Vice President, Issuer Regulation at SGX
    Jun 2013 - Jan 2016 · 2 yrs 8 mos

    - Oversee a portfolio of SGX Main Board listed companies spanning across various sectors - Review various corporate actions submission covering IPO, M&A and ECM fund raising - Provide regulatory advice and monitor issuers’ compliance with SGX listing rules

  • Vice President, Corporate Finance at OCBC Bank
    Dec 2011 - Jun 2013 · 1 yr 7 mos

    - Participate actively in various marketing pitch for IPO, M&A and follow-on offerings - Originate, structure and execute capital-raising transactions for issuers across various industries - Conduct and coordinate legal and financial due diligence on the transactions with other professionals - Worked closely with issuers, equity sales & trading counterparts, coverage bankers, research analysts and investors

  • Associate Director, Equity Capital Markets at Daiwa Capital Markets Singapore Ltd
    Oct 2007 - Nov 2011 · 4 yrs 2 mos

    - Nature and responsibilities of the job is similar to the above - Pitch and execute a few S-chips listings on SGX - Originate and pitch to clients in the North Asia and Southeast Asia region

  • Manager, Corporate Finance at UOB
    Nov 2004 - Oct 2007 · 3 yrs

    - Nature and responsibilities of the job is similar to the above - Execute M&A transactions and IPOs for SGX listed clients