Hong Kong SAR
Leading a team of 3 to perform accounting duties in a licensed corporation (Type 1) in accordance with the International Financial Reporting Standards (IFRS) and Securities and Futures Ordinance (SFO) (i) Financial reporting -Prepare the monthly Financial Return (FRR) to the Securities and Futures Commission (SFC) -Prepare the financial report to the management -Prepare daily bank reconciliation and liquid capital monitoring in accordance with the SFO -Assign and review the subordinates’ job duties (ii) Regulatory and compliance -Update the company’s internal control in respond to the SFC review -Coordinate with auditor and banker for annual audit and daily bank matters -Prepare company’s minutes and document to the Companies Registry -Prepare the renewal application of Money Lender license and lending agreement (iii) Team collaboration and support -Arrange and assist the frontline teams with the trading system (ET TRADE) and settlement team with the back office system (LNYX) to deal with the HKEX updates. (e.g. introduction of HKIDR, FINI perform for IPO, Severe Weather Trading [SWT])
-Providing annual audit of group companies, licensed corporations (Type 1, 4 and 9) and private companies, including consolidation, audit planning, execution and preparation of audited financial report. -Leading a project team to perform the group audit, including job assignment and review -Monitor and assist the associates to meet the job requirements
-Providing annual audit and interim review of listed companies on HKEX and private companies, including consolidation, audit planning, execution and preparation of audited financial report. [Main engagement done] - Annual audit 2016 - Zhejiang Prospect Company Limited (HKEX: 08273) - Interim review 2016 - Kingworld Medicines Group Limited (HKEX: 01110)
-Providing annual audit services for the local and PRC-based company including audit planning, execution and preparation of audited financial report. Providing taxation services for the individuals, sole proprietors, such as the tax planning and tax return filing. -Providing consultation services such as giving advices and recommendations to set up or improve the accounting and filing systems. -Providing company secretarial services such as preparing the related documents for the incorporation of company, allotment of shares, etc