Singapore
Experienced Banking & Financial Services professional with over 10 years of expertise spanning KYC/AML, client onboarding, corporate banking, and relationship management across leading global and regional financial institutions. Recognized for a well-rounded career combining front-office commercial experience with deep operational and compliance expertise, bringing a balanced perspective in managing risk, client relationships, and business objectives.
• Access corporate client onboardings and periodic reviews to apply the appropriate level of Customer Due Dilligence to ensure complete documentation. • Perform Name Screening on clients for news related to Politically Exposed Person (PEP), Anti-Money Laundering, Tax adverse news, Sanction links and Terrorist financing. • Perform Checker role on Onboarding and Periodic Reviews as well. • Provide day to day advice on AML/KYC to brokers and management. • Manage and generate Monthly management reports for higher management.
● Handles the training of new joiners regarding Documentation, Name Screening and SOW Periodic Review. ● Reviews corporate client files for either new account openings reviews or KYC periodic reviews. ● Performances Due Diligence Analysis of client’s source of wealth, AML risk factors, corporate structures and name screening searches. ● Advise and challenge Front Office on all KYC related subjects. ● Manages the end to end Onboarding and KYC Periodic Review process to ensure efficient case management.
• Manage retail and corporate clients' assets by identifying investment opportunities and investment strategies to achieve targeted risk-adjusted returns over liabilities. • Actively managing and diversify existing portfolios by introducing new or enhanced investment solutions and tapping into potential funds to achieve targeted risk-adjusted returns over liabilities. • Investment | Portfolio Management | Financial Advisory | Insurance