Tannay, Vaud, Switzerland
Finance professional with a strong academic background (MSc Finance, CAIA) and hands-on experience in regulatory and operational reporting. Skilled in producing structured financial data, ensuring compliance, and preparing for internal controls. Well-equipped to deliver statistical insights thanks to exposure to financial instruments, reporting environments, and business processes. Collaborative, analytical, and improvement-driven.
Production : • Prepare and submit daily regulatory reports (MIFIR, EMIR, SFTR, Finfrag, CFTC, HKTR). • Calculate and declare withholding taxes for Pictet and FPS funds. Support : • Proactively manage inquiries from regulators, clients, and internal stakeholders (Compliance, Front Office). • Provide training and mentorship to junior staff. Projects : • Lead the implementation of new regulatory requirements and reporting frameworks (EMIR/UKMIR refit, MASS rewrite). • Oversee UAT and non-regression testing for new functionalities. • Drive the automation and optimization of reporting workflows
-Daily transactions reporting under MIFIR/EMIR/ FINRAG regulation -Participate to the implementation of SRD II new regulation - Provide support for FATCA/1042 S reporting and reconciliation
Review and analyse financial and tax information on sophisticated financial securities from client's portfolio : • Ensure the correctness of capital gain calculation on derivatives instruments (FX forward, Future contract, Call/Put ) for specific countries (U.S, CH, DE, FR, ES...) • Review the income's distributions of financial security (Equity and bonds). • Provide expertise, relevant support and input to the others departments of the bank (Front office, Compliance, Legal).
• Review and assessment of financial and tax information of client's securities. • Production and control of 1042-S reporting for Non-US clients. • Reconciliation and certification with custodian banks. • Adaptation of regulatory changes (income codes IRS) in the bank system. • Optimisation of operating system, to improve the reconciliation process(Macro, SQL).
• Managed the logistics, the inventory, the payroll and financial accounting of my military unit (200 soldiers).
• Provided Market review, critical insights on business opportunities and competitor's performance. • Liaised with potential customers.