United States
As an experienced Auditor, I strongly understand risk governance, risk management, and compliance assurance. My background in general and application control testing has given me the knowledge and skills necessary to effectively audit an organization's information technology systems and ensure compliance with relevant regulations. I am adept at identifying and assessing potential risks, developing and implementing effective risk mitigation strategies, and providing guidance on compliance with industry standards and best practices. In my current role, I have successfully implemented risk management processes and procedures that have resulted in improved compliance and reduced risk exposure for the organization. I am skilled in strategic planning and have a proven track record of successfully managing complex projects from start to finish. In addition to my technical expertise, I am highly organized and detail-oriented, with excellent communication and interpersonal skills. I can work independently and as part of a team, and I am committed to delivering high-quality work that meets the needs of my clients. I am confident in my ability to bring value to any organization as an Auditor, and I am excited to apply my skills and experience to help organizations achieve their goals.
● Participate in the planning, fieldwork, reporting and follow up phases of the internal audit activity to evaluate the internal control processes. ● Responsible for executing audit engagements regarding information systems, management procedures and security controls as they relate to effectiveness and compliance with bank policies, regulations, and best standards. ● Collaborates with departments to improve security compliance and manage technology risk, and Collaborates with a line of business and other auditors to achieve objectives and to develop partnerships. ● Assist and lead the planning and execution of IT process and system audits across multiple operating companies. ● Interface with management to develop an understanding of key business objectives and associated risk, Identify and develop meaningful analyses to effectively evaluate processes and efficiencies across multiple operating companies. ● Communicate results of analyses to all levels of management and Partner with management to develop appropriate solutions for opportunities identified ● Participate in several walkthrough meetings with different stakeholders. ● Assist with Gap analyses and implementation efforts compliance frameworks and certification programs including SOC 1 and SOC 2. ● Work with Control and Process owners to ensure timely execution of audit requests. ● Monitor remediation efforts to ensure timely resolution, tracking using GRC platform. ● Prepare reports of audit status, audit findings, and remediation plans using GRC platform by collecting, analyzing, and summarizing information.
● Conduct comprehensive audits of financial statements, internal processes, and operational activities to ensure accuracy, compliance, and effectiveness. ● Conduct ITGC reviews and applications controls testing using ServiceNow and RSA Archer, identify potential system vulnerabilities, and developed robust mitigation plan to enhance system security and operational efficiency. ● Collaborate with cross-functional teams to assess risks, design audit plans, and identify areas for process improvement. ● Perform thorough testing of controls and transactions, documenting findings, and proposing actionable recommendations. ● Monitor and evaluate the implementation of corrective actions, providing guidance to stakeholders to ensure compliance with regulatory standards and company policies. ● Assist in the development and enhancement of internal audit methodologies, tools, and procedures. ● Prepare detailed audit reports for executive leadership, highlighting key findings, potential risks, and opportunities foe operational enhancement. ● Facilitate communication with external auditors, supporting the annual external audit process and responding to inquiries. ● Utilize SQL, Oracle Database, Excel, and Tableau to perform audit log analysis, uncovering hidden patterns, trends, and insights that contributed to the enhancement of IT operations and security protocols. ● Facilitate delivering of training in-person or remote to all employees and members of its workforce including contractors and vendors if deemed necessary. ● Successfully navigates multiple compliance assurance initiatives and managed risk by key regulations and frameworks including GDPR, ISO 270001, SOC 1/2/3, HIPAA, PCI-DSS, and SOX, demonstrating strong knowledge of regulatory environments ● Educate business process owners by leading training sessions to demonstrate compliance requirements and share hot topics in SOX compliance
● Conducted comprehensive IT risk assessments and audits to identify vulnerabilities, assess controls, and recommend improvements in alignment with industry best practices and regulatory requirements. ● Collaborated with cross-functional teams to develop and implement risk mitigation strategies, ensuring the effective management of technology-related risks. ● Performed detailed reviews of IT systems, infrastructure, and processes to assess security measures, data integrity, and compliance with established policies and standards. ● Prepared detailed audit reports with findings, risk assessments, and recommendations, and present findings to senior management and stakeholders. ● Assisted in the development of IT audit plans, methodologies, and frameworks to ensure consistent and efficient audit processes. ● Stayed updated on emerging IT risks, cybersecurity threats, and industry trends, providing timely insights to support proactive risk management efforts. ● Performed third party risk assessment, vendor management, compliance, risk assessment documentation and reporting. ● Managed different applications using Archer GRC system to perform activities such as Remediation, Risk acceptance/Exception, Risk assessment and calculator, Gaps and finding etc. For multiple clients.
● Verified customer identities and assess risk levels to prevent money laundering and terrorist financing ● Monitored financial transactions for suspicious activity. Use AML software to identify and analyze unusual patterns and behaviors. ● Provided guidance to marketing teams on compliance best practices, making recommendations to enhance messaging and maintain compliance. ● Monitored industry trends and regulatory updates, proactively advising marketing teams on potential impacts and necessary adjustments. ● Assisted in the development and implementation of compliance training programs for marketing staff to enhance awareness and understanding of regulations. ● Conducted regular reviews and audits of AML compliance programs and processes. Identify gaps and recommend improvements to enhance compliance effectiveness ● Liaised with legal and regulatory teams to address compliance-related inquiries and provided necessary documentation during audits. ● Assisted in planning, executing, and tracking of marketing campaigns and events to promote financial products and services resulting in N30M in revenue. ● Conducted market research to identify customer preferences and trends, contributing to the development of effective marketing strategies. ● Managed social media accounts and created engaging content to increase visibility and customer engagement. ● Collaborated with design and content teams to create compelling marketing materials, ensuring consistent branding and messaging. ● Generated reports for senior management on the effectiveness of AML controls and areas needing improvement ensuring full adherence to compliance requirements, company policies and Central Bank of Nigeria regulations. ● Ensured the institution complies with AML regulations, laws, and guidelines set by regulatory bodies. Keep abreast of changes in AML regulations and ensure internal policies are updated accordingly.